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IAPP AIGP Exam Syllabus Topics:

Topic	Details
Topic 1	Understanding How to Govern AI Deployment and Use: This section of the exam measures skills of technology deployment leads and covers the responsibilities associated with selecting, deploying, and using AI models in a responsible manner. It includes evaluating key factors and risks before deployment, understanding different model types and deployment options, and ensuring ongoing monitoring and maintenance. The domain applies to both proprietary and third-party AI models, emphasizing the importance of transparency, ethical considerations, and continuous oversight throughout the model’s operational life.
Topic 2	Understanding How Laws, Standards, and Frameworks Apply to AI: This section of the exam measures skills of compliance officers and covers the application of existing and emerging legal requirements to AI systems. It explores how data privacy laws, intellectual property, non-discrimination, consumer protection, and product liability laws impact AI. The domain also examines the main elements of the EU AI Act, such as risk classification and requirements for different AI risk levels, as well as enforcement mechanisms. Furthermore, it addresses the key industry standards and frameworks, including OECD principles, NIST AI Risk Management Framework, and ISO AI standards, guiding organizations in trustworthy and compliant AI implementation.
Topic 3	Understanding the Foundations of AI Governance: This section of the exam measures skills of AI governance professionals and covers the core concepts of AI governance, including what AI is, why governance is needed, and the risks and unique characteristics associated with AI. It also addresses the establishment and communication of organizational expectations for AI governance, such as defining roles, fostering cross-functional collaboration, and delivering training on AI strategies. Additionally, it focuses on developing policies and procedures that ensure oversight and accountability throughout the AI lifecycle, including managing third-party risks and updating privacy and security practices.
Topic 4	Understanding How to Govern AI Development: This section of the exam measures the skills of AI project managers and covers the governance responsibilities involved in designing, building, training, testing, and maintaining AI models. It emphasizes defining the business context, performing impact assessments, applying relevant laws and best practices, and managing risks during model development. The domain also includes establishing data governance for training and testing, ensuring data quality and provenance, and documenting processes for compliance. Additionally, it focuses on preparing models for release, continuous monitoring, maintenance, incident management, and transparent disclosures to stakeholders.

IAPP Certified Artificial Intelligence Governance Professional Sample Questions (Q29-Q34):

NEW QUESTION # 29
CASE STUDY
Please use the following answer the next question:
A local police department in the United States procured an Al system to monitor and analyze social media feeds, online marketplaces and other sources of public information to detect evidence of illegal activities (e.g., sale of drugs or stolen goods). The Al system works by surveilling the public sites in order to identify individuals that are likely to have committed a crime. It cross-references the individuals against data maintained by law enforcement and then assigns a percentage score of the likelihood of criminal activity based on certain factors like previous criminal history, location, time, race and gender.
The police department retained a third-party consultant assist in the procurement process, specifically to evaluate two finalists. Each of the vendors provided information about their system's accuracy rates, the diversity of their training data and how their system works. The consultant determined that the first vendor's system has a higher accuracy rate and based on this information, recommended this vendor to the police department.
The police department chose the first vendor and implemented its Al system. As part of the implementation, the department and consultant created a usage policy for the system, which includes training police officers on how the system works and how to incorporate it into their investigation process.
The police department has now been using the Al system for a year. An internal review has found that every time the system scored a likelihood of criminal activity at or above 90%, the police investigation subsequently confirmed that the individual had, in fact, committed a crime. Based on these results, the police department wants to forego investigations for cases where the Al system gives a score of at least 90% and proceed directly with an arrest.
During the procurement process, what is the most likely reason that the third-party consultant asked each vendor for information about the diversity of their datasets?

A. To comply with applicable law.
B. To determine the explainability of the Al system.
C. To evaluate the reliability of the Al system.
D. To assist the fairness of the Al system.

Answer: D

Explanation:
The third-party consultant asked each vendor for information about the diversity of their datasets to assist in ensuring the fairness of the AI system. Diverse datasets help prevent biases and ensure that the AI system performs equitably across different demographic groups. This is crucial for a law enforcement application, where fairness and avoiding discriminatory practices are of paramount importance. Ensuring diversity in training data helps in building a more just and unbiased AI system. Reference: AIGP Body of Knowledge on Ethical AI and Fairness.

NEW QUESTION # 30
Scenario:
A company is using different types of AI systems to enhance consumer engagement. These include chatbots, recommendation engines, and automated content generation tools.
Which of the following situations would be least likely to raise concerns under existing consumer protection laws?

A. An AI algorithm being used in a credit decision-making process by a financial institution
B. An AI customer service system claiming that it is as accurate as a human support agent
C. An online platform offering recommendations to its users by displaying user-specific content and targeted advertisements
D. An AI tool using scraped digital content to generate news summaries on a publishing website

Answer: C

Explanation:
The correct answer is D. Personalized content and advertisements, as long as properly disclosed and non- deceptive, are not generally a consumer protection issue under current legal regimes.
From the AI Governance in Practice Report 2024 (Consumer Protection Section):
"Standard practices like targeted advertising and recommendations are widely accepted provided they comply with transparency and consent requirements." Meanwhile, credit decision-making and misleading AI performance claims (Answers A and B) have already led to regulatory enforcement.
The AIGP ILT Guide highlights:
"Deceptive claims, biased financial decisions, and unauthorized data use may violate consumer protection and privacy laws. Advertising personalization is routine but must be disclosed appropriately."

NEW QUESTION # 31
According to the GDPR's transparency principle, when an Al system processes personal data in automated decision-making, controllers are required to provide data subjects specific information on?

A. The personal data used during processing, including inferences drawn by the Al system about the data.
B. The existence of automated decision-making and meaningful information on its logic and consequences.
C. The contact details of the data protection officer and the data protection national authority.
D. The data protection impact assessments carried out on the Al system and legal bases for processing.

Answer: B

Explanation:
The GDPR's transparency principle requires that when personal data is processed for automated decision-making, including profiling, data subjects must be informed about the existence of such automated decision-making. Additionally, they must be provided with meaningful information about the logic involved, as well as the significance and the envisaged consequences of such processing for them. This requirement ensures that data subjects are fully aware of how their personal data is being used and the potential impacts, thereby promoting transparency and trust in the processing activities.

NEW QUESTION # 32
According to the GDPR, an individual has the right to have a human confirm or replace an automated decision unless that automated decision?

A. Is deemed to solely benefit the individual and includes documented legitimate interests.
B. Is authorized with the data subject s explicit consent.
C. Is necessary for entering into or performing under a contract between the data subject and data controller.
D. Is authorized by applicable Ell law and includes suitable safeguards.

Answer: B

Explanation:
According to the GDPR, individuals have the right to not be subject to a decision based solely on automated processing, including profiling, which produces legal effects or similarly significantly affects them. However, there are exceptions to this right, one of which is when the decision is based on the data subject's explicit consent. This means that if an individual explicitly consents to the automated decision-making process, there is no requirement for human intervention to confirm or replace the decision. This exception ensures that individuals can have control over automated decisions that affect them, provided they have given clear and informed consent.

NEW QUESTION # 33
In procuring an AI system from a vendor, which of the following would be important to include in a contract to enable proper oversight and auditing of the system?

A. Appropriate access to data and models.
B. Responsibility for improvements.
C. Ownership of data and outputs.
D. Liability for mistakes.

Answer: A

Explanation:
Ensuringoversight and auditabilityrequires that the organization hassufficient access to data, documentation, and model internalsor outputs necessary for evaluation.
From theAI Governance in Practice Report 2024:
"Access to technical documentation and system internals is essential to enable effective auditing, conformity checks, and accountability mechanisms." (p. 11, 34)
* Ais about liability, not auditability.
* Bmatters for IP rights, not oversight.
* Crelates to lifecycle responsibility but doesn't guarantee audit access.

NEW QUESTION # 34
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